Legal topics

Private foundations.

Lasting control over how your charitable money is granted, in exchange for a stricter rulebook and a public annual filing.

Direct answer A private foundation is a charitable organisation, usually funded by one family or company rather than by the public, that is exempt under Internal Revenue Code section 501(c)(3) and classified as a private foundation rather than a public charity. It gives the donor lasting control over how the money is granted, in exchange for stricter rules, an excise tax on investment income, and an annual distribution requirement.

Private foundation or donor-advised fund?

This is the first fork, and the honest answer for many families is the donor-advised fund. Foundations carry real administrative weight that only makes sense above a certain size and level of intent.

The practical comparison
Private foundationDonor-advised fund
Control over grantsFull and legally bindingAdvisory, the sponsor holds legal control
Setup and running costSignificant, own entity, own filings, own governanceMinimal
Annual filingForm 990-PF, publicNone by the donor
Distribution requirementYes, an annual minimumNo statutory minimum
AnonymityLimited, 990-PF is publicAvailable
Can employ familyYes, with strict limits on compensationNo

The rules that come with the control

Private foundations are more heavily regulated than public charities precisely because they are funded and controlled by a narrow group. In broad terms the regime addresses:

Areas of regulation

  • Self-dealing: transactions between the foundation and its substantial contributors, managers, and their families are restricted, in some cases regardless of fairness.
  • Minimum distributions: a required annual payout toward charitable purposes.
  • Excess business holdings: limits on how much of an operating business a foundation and its insiders may hold together.
  • Jeopardising investments: investments that imperil the charitable purpose.
  • Taxable expenditures: grants outside permitted purposes, and lobbying restrictions.
  • Excise tax on net investment income.

These rules carry penalty taxes, and several apply to the individual manager as well as to the foundation. The specifics change with legislation and should be confirmed currently, that is squarely legal and tax work.

Formation and the entity underneath

A private foundation is typically organised either as a nonprofit corporation or as a trust. The corporate form is the more common choice in most states because governance is familiar and directors have clearer liability protection.

Where it is a nonprofit corporation, everything ordinary about a corporation applies: articles filed with a state, a registered agent, annual reports, a board, bylaws, and minutes. We form Wyoming nonprofit corporations and California nonprofit corporations for $595, and maintain them thereafter.

Forming the entity is not obtaining exemption

Filing articles of incorporation creates a nonprofit corporation under state law. It does not make it tax-exempt. Federal exemption requires a separate application to the IRS, and the classification question, private foundation versus public charity, is determined there. We do the state formation. The exemption application and the classification strategy are legal and tax work.

How private foundation work divides between a law firm and a corporate services companyTwo columns. The law firm designs the strategy and advises on the law. Tresp Corporate Services forms the entities and maintains them. An arrow shows work handed from design to maintenance. Tresp, Day & Associates INDEPENDENT LAW FIRM Designs the strategy Advises on what the law permits Drafts trusts and agreements Represents you in a dispute Answers “should I?” and “is this allowed?” Tresp Corporate Services CORPORATE SERVICES · NOT A LAW FIRM Forms the entities Acts as registered agent Files the annual reports Keeps minutes and records current Does the filing and the upkeep
Private foundation: the legal strategy and the corporate upkeep are different jobs, done by two separate companies.

Where Tresp Corporate Services fits

What Tresp Corporate Services does here

Structures of this kind are built out of entities, and entities need forming, filing, and maintaining. That part is ours:

Our role

We do not prepare exemption applications, advise on classification, or handle Form 990-PF. The design of the structure, and whether it suits you at all, is legal work performed by attorneys, not by us.

The independent firm Tresp, Day & Associates, Inc. advises on private foundations and charitable planning.

Information, not advice

This page explains a general legal concept so you can have a better-informed conversation. Tresp Corporate Services, LLC is not a law firm, does not provide legal advice, and forms no attorney-client relationship with you. Nothing here is a recommendation about your circumstances or a prediction about your outcome, nobody can offer either without knowing your facts. For advice on your situation, speak with the independent firm Tresp, Day & Associates, Inc. or counsel of your own choosing.

Need a nonprofit corporation formed or maintained?

We handle formation, registered agent, and compliance. For the legal question, we will point you to the firm.

Common questions

Frequently asked

What is a private foundation?

A charitable organisation exempt under section 501(c)(3) that is typically funded by a single family or company rather than the general public, and is classified as a private foundation rather than a public charity. The donor retains lasting control over grantmaking, subject to a stricter regulatory regime.

Private foundation or donor-advised fund?

A foundation gives full legal control over grants, can employ family members within limits, and files a public Form 990-PF. A donor-advised fund is far cheaper and simpler, requires no filing by the donor, and allows anonymity, but the sponsoring organisation holds legal control and the donor's role is advisory.

Does forming a nonprofit corporation make it tax-exempt?

No. Filing articles of incorporation creates a nonprofit corporation under state law. Federal tax exemption requires a separate application to the IRS, which is also where the private foundation versus public charity classification is determined.

What does it cost to form a nonprofit corporation?

Tresp Corporate Services forms a Wyoming or California nonprofit corporation for $595. That covers the state formation only, not the federal exemption application.

Tresp Corporate Services, LLC provides corporate, registered-agent, and compliance services and does not provide legal advice. For legal matters, we work in tandem with the independent law firm Tresp, Day & Associates, Inc. This page is general information only.

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